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Compliance Resources

Explore 100+ free compliance resources, including best practice guides, checklists, desk aids, eBooks, posters, templates, training presentations, webinars and e-learning modules.

Use the filter to find the compliance topic you're looking for.

Learning Innovations

Compliance Strategy

Learning Innovation Insights 2024

Our Learning Innovation survey was conducted during our Navigating Regulatory Challenges seminar and aimed to capture insights on innovation in compliance.

Free Download
Compliance Benchmarking Report 2024

Compliance Strategy

2024 Compliance Benchmarking Report

The Skillcast Annual Benchmarking Report brings together senior managers' views regarding 'The Future of Compliance'. 

Free Download
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Equality & Diversity

Preventing Sexual Harassment

We discuss employers' new obligations regarding protection against workplace harassment and sexual harassment.

Free Webinar
Cybersecurity & Fraud

Information Security

Cybersecurity & Fraud Webinar

We provide an overview of the current landscape, emerging risks and innovative strategies.

Free Webinar
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Information Security

Risk Management

DORA Regulation Summary

We provide an in-depth look at DORA's key elements and actionable steps firms need to take to ensure compliance by the 2025 deadline. 

Free Download
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Equality & Diversity

Sexual Harassment in the Workplace

We discuss employers' new obligations regarding protection against workplace harassment and sexual harassment.

Free Webinar
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GDPR

Navigating the Future of Data Protection

We discuss updates to GDPR and data protection regulations, including stricter enforcement actions, new compliance requirements and emerging threats.

Free Webinar
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Compliance Strategy

Enhancing OTS Content

We explore innovative techniques to elevate your off-the-shelf content, turning it into interactive and engaging resources that leave a lasting impact.

Free Webinar
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Compliance Strategy

Enhancing your Compliance Learning

We challenge the conventional one-size-fits-all approach and explore whether mandatory compliance training is becoming outdated. 

Free Webinar
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Information Security

GDPR

Staff Cybersecurity Checklist

Our checklist aims to help staff understand the things they can do to help reduce cyber security threats.

Free Download
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Compliance Strategy

Compliance Challenges Webinar 2024

We discuss the key compliance challenges for 2024 and share the findings of our latest Compliance Benchmarking Report.

Free Webinar
Compliance  Audit Checklist

Compliance Strategy

Compliance Audit Checklist

Here we explain the key steps to completing a compliance audit to identify any gaps in compliance and suggest corrective actions.

Free Download
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FCA Compliance

Reg Expectations in Data Governance

We explore the impact of data-led regulation on regulated firms, discussing how the FCA is requesting data in different ways and what these requests entail.

Free Webinar
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FCA Compliance

FCA Business Plan 2024

We review the latest updates and advise on any changes, offering practical strategies to help navigate the evolving regulatory landscape.

Free Webinar
24/25 FCA desk aid

FCA Compliance

FCA Business Plan Priorities Desk Aid

The FCA detailed three key priorities for FS firms in their business plan. Our desk aid summarises these key commitments.

Free Download
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Compliance Strategy

Compliance Awareness Calendar 2024

Our calendar reminds you of key deadlines, anniversaries and awareness days to drive engagement in regulatory issues.

Free Download
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Information Security

GDPR

Website Cookie Compliance Checklist

Our Website Cookie Compliance Checklist will help to ensure your company's cookie banners meet regulations.

Free Download
Desk Aid Gender Equality

Equality & Diversity

Gender Equality at Work Desk Aid

Our gender equality at work training aid provides five ways to promote equality in the workplace.

Free Download
Anti-bribery Online Training Module

Bribery & Corruption

Financial Crime

Anti-bribery Online Training Module

Discover the gold standard in digital anti-bribery training, produced in partnership with Transparency International.

Free Access
Know Your Customer Checklist

FCA Compliance

Know Your Customer Checklist

Our KYC checklist outlines the importance of integrating KYC into your compliance programme and how to do it.

Free Download
Risk Assessment Checklist Market Abuse

Competition Law

Market Abuse Risk Assessment Checklist

Understand the steps you need to take to ensure you have a comprehensive market abuse risk assessment.

Free Download
GDPR Training Presentation

GDPR

Information Security

GDPR Training Presentation

Ensure your staff know everything they need to about GDPR with this free, customisable training presentation.

Free Download
Risk Management Training Presentation

Risk Management

Risk Management Training Presentation

Help your staff understand risk management and how they can help control risk across your organisation.

Free Download
operational risk key takeaways

Risk Management

Operational Risk Key Takeaways

Gain access to valuable insights and strategic perspectives from the expertise of our panelists.

Free Download
Cyber Security Training Presentation

Information Security

Cyber Security Training Presentation

Organisations that aren't aware of the impact of cybercrime can be at risk of an attack. Learn how to protect your company.

Free Download
Modern Slavery Statement Template

Modern Slavery

Modern Slavery Statement Template

Our free template will help you to create a modern slavery statement for your business based on best practices.

Free Download
vVulnerable Customers Checklist

FCA Compliance

Business Skills

Vulnerable Customers Checklist

Our vulnerability checklist will help you ensure that your staff fully understand and adhere to FCA guidelines.

Free Download
Whistleblowing Training Presentation

Business Skills

Risk Management

Whistleblowing Training Presentation

Learn about the key whistleblowing issues and the circumstances that are considered reasonable cause.

Free Download
Return to Work Compliance Checklist

Health & Safety

Return to Work Compliance Checklist

Our 2-page checklist acts as a reminder of key points to remember to ensure compliance with the official guidance.

Free Download
GDPR Self Assessment Questionnaire

GDPR

Information Security

GDPR Self Assessment Questionnaire

Benchmark your existing processes and identify any missing GDPR procedures and controls with our questionnaire.

Free Download
Sexual harassment bite

Equality & Diversity

Sexual Harassment Microlearning & Quiz

Our sexual harassment training video helps your staff understand what constitutes sexual harassment in just under 4 minutes!

Free Microlearning
compliance bite credit risk

Risk Management

Credit Risk Microlearning & Quiz

Our bite-sized Credit Risk training video helps staff understand credit risk and its impact in under 4 minutes!

Free Microlearning
understanding esg

ESG

ESG Microlearning & Quiz

Our bite-sized ESG training video helps staff understand the importance of an ESG strategy in under 4 minutes!

Free Microlearning
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Financial Crime

Fraud Microlearning & Quiz

Our bite-sized fraud training video helps employees understand fraud and its consequences in just over 3 minutes!

Free Microlearning
market-abuse

Competition Law

Market Abuse Microlearning & Quiz

Our bite-sized market abuse training video helps employees understand market abuse and its consequences in just over 3 minutes!

Free Microlearning
Modern Slavery Compliance Bite

Modern Slavery

Modern Slavery Microlearning & Quiz

Our bite-sized modern slavery training video helps employees recognise the signs of modern slavery in under 3 minutes!

Free Microlearning
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Equality & Diversity

Unconscious Bias Microlearning & Quiz

Our bite-sized unconscious bias training video helps employees recognise biases and their negative impact in under 3 minutes!

Free Microlearning
Whistleblowing

Risk Management

Whistleblowing Microlearning & Quiz

Our bite-sized whistleblowing training video helps employees understand the whistleblowing process in under 2 minutes!

Free Microlearning
GDPR consent

GDPR

GDPR & Consent Microlearning & Quiz

Our bite-sized GDPR training helps your staff understand what constitutes consent according to the GDPR in under 3  minutes!

Free Microlearning
Gifts and hospitality bite

Bribery & Corruption

Gifts & Hospitality Microlearning & Quiz

Our bite-sized gifts and hospitality training help your staff identify the line between goodwill and bribery in under 3 minutes!

Free Microlearning
Money Laundering Red flags

AML & CTF

Money Laundering Microlearning & Quiz

Our bite-sized money laundering training helps your employees know how to spot red flags in under 3 minutes!

Free Microlearning
Cybersecurity Training Video

Information Security

Cybersecurity Microlearning & Quiz

Our bite-sized cybersecurity training helps employees know how to stay safe in under 2 minutes!

Free Microlearning
DSE Microlearning & Quiz

Health & Safety

DSE Microlearning & Quiz

Our bite-sized DSE refresher helps employees understand the key requirements in under 2 minutes!

Free Microlearning
101 Compliance Tips

Compliance Strategy

101 Compliance Tips for CCOs

CCO success relies on more than training and assessments. How you act, and your leadership style are just as important.

Free eBook
Embargoes & Sanctions Presentation

Financial Crime

Embargoes & Sanctions Training Presentation

Our training presentation outlines everything staff need to know to avoid breaching embargoes and sanctions rules.

Free Download
Consumer Duty Board Report Checklist

FCA Compliance

Consumer Duty Board Report Checklist

Our checklist outlines key questions that the FCA is likely to use in assessing your firm's compliance with Consumer Duty.

Free Download
AML Checks Training Aid

Financial Crime

AML & CTF

AML Checks Training Aid

Our training aid outlines everything your firm needs to know to minimise the risk of money laundering.

Free Download
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Compliance Strategy

Learning Challenges in Compliance Webinar

In this webinar, we look at how technology can be leveraged to improve compliance. 

Free Webinar
FCA Financial Crime & Fraud

SMCR

FCA Financial Crime & Fraud

We are joined by several industry experts who share their insights on financial crime and fraud.

Free Webinar
Data Protection Training Presentation

Information Security

Data Protection Training Presentation

Minimise the occurrence of data protection breaches and avoid penalties with our free training presentation.

Free Download
Spaced Learning

SMCR

Spaced Learning for Effective Compliance

We discuss the benefits of our free SMCR spaced learning module and how to receive a certificate for four hours of CPD.

Free Webinar
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SMCR

FCA Compliance

SMCR Best Practice Scenario Tests

Practical examples reflecting real-world SMCR dilemmas, to help ensure staff know how to apply what they have learned.

Free Download
FCA Consumer Duty Outcomes

FCA Compliance

Consumer Duty Outcomes Desk Aid

We've outlined the four Consumer Duty outcomes and how they can help your firm meet FCA requirements.

Free Download
Modern Slavery Audit Checklist

Modern Slavery

Modern Slavery Audit Checklist

Our free checklist will help you to ensure your business stays compliant when conducting a modern slavery audit.

Free Download
Operational Risk

Risk Management

Reducing Operational Risk

We explore how using innovative learning methods can improve risk awareness and mitigate growing operational risk threats. 

Free Download
Digital Markets

FCA Compliance

FCA Shaping Digital Markets

We are joined by several industry experts who share their insights on digital disruption and innovation in the financial sector.

Free Download
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Information Security

Using Compliance to Mitigate Cyberthreats

Take proactive steps and implement the necessary controls and processes, to stay ahead of the growing threat of cyber-attacks.

Free Download
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Compliance Strategy

Compliance Challenges in 2023 Webinar

In this webinar, we discuss the high-level trends which are driving an increased focus on compliance. 

Watch Now
Time Management Training Module

Business Skills

Time Management Training Module

Help your team manage their time more effectively with the help of our free training module and assessment.

Free Access
FCA Consumer Duty Checklist

FCA Compliance

FCA Consumer Duty Checklist

Our simple checklist outlines the three key obligations regulated firms must meet under the Consumer Duty.

Free Download
Compliance Insights eBook

Compliance Strategy

Compliance Insights eBook

We have gathered insights and advice from compliance leaders to provide a best practice ebook to help manage the compliance role.

Free Download
Data Protection Principles

GDPR

Information Security

Data Protection Principles Checklist

Our checklist sets out each of the seven data protection principles and outlines actions your firm can take to ensure compliance.

Free Download
Business Continuity Management Checklist

Risk Management

Business Continuity Management Checklist

Is your business prepared for a major disruption? Our checklist will help you to create or benchmark a crisis plan.

Free Download
Email Phishing Checklist

GDPR

Information Security

Email Phishing Prevention Checklist

Our free Email Phishing Checklist will help you reduce the risk of email phishing by outlining some practical guidelines.

Free Download
Working at height

Health & Safety

Working at Height Checklist

Our Working at Height checklist provides a list of actions to help you reduce the risk of working at height. 

Free Download
FCA Consumer Duty Webinar

FCA Compliance

FCA Consumer Duty Webinar

In this webinar, we discuss the challenges that firms are facing moving towards the 2023 deadlines.

Free Webinar
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FCA Compliance

FCA Business Plan 2023

Understand what the FCA commitments mean for your firm and what the regulator expects you to do to meet them.

Free Webinar
FCA Business Plan: Promotions, Crypto & AML

FCA Compliance

FCA: Promotions, Crypto & AML

Our experts share their insights on digital disruption and innovation in the financial sector.

Free Webinar
Bite-sized Compliance Training

Compliance Strategy

Bite-sized Compliance Training Webinar

We demonstrate how to bring compliance to life using animation and engaging storylines.

Watch Now
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FCA Compliance

Resilience & Compliance Webinar

In this webinar, we discuss the FCA operational resilience obligations in compliance.

Watch Now
Market Abuse Training Presentation

Competition Law

Financial Crime

Market Abuse Training Presentation

Our training presentation outlines how market abuse is regulated, what to watch out for and a company's obligations.

Free Download
Handling FCA Inspections

FCA Compliance

Handling FCA Inspections Webinar

Learn how the FCA will conduct inspections in the future, and how best to ensure your organisation meets all the requirements.

Free Webinar
Greenwashing prevention

ESG

Greenwashing Prevention Tips

Our free greenwashing prevention tips desk aid provides practical tips to help your firm avoid regulatory action from greenwashing.

Free Download
Employee Wellbeing

Health & Safety

Employee Wellbeing Desk Aid

We provide eight ways to prioritise employee wellbeing to promote a healthy working environment.

Free Download
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Financial Crime

Digitising Success in Financial Crime

We explore how firms of all sizes can reduce risk and the overall cost of compliance with the judicious use of technology.

Free Webinar
DEI Data Analysis Tips

Equality & Diversity

DEI Data Analysis Tips Training Aid

Our training aid outlines some DEI data analysis tips to help exploit your data to make better decisions.

Free Download
Risk Culture  Checklist

Risk Management

Positive Risk Culture Checklist

Cultivate the right attitudes toward risk within your organisation with our free 10-point checklist.

Free Download
Effective Company Policy Management

Compliance Strategy

Company Policy Management Webinar

We highlight common challenges that policy managers face and explain best practices used by companies that are furthest up the maturity curve.

Free Webinar
Carbon Reduction

ESG

Carbon Reduction Tips Desk Aid

Our free carbon reduction tips desk aid provides practical ways in which you can decrease your firm's carbon footprint.

Free Download
Fit & Proper Requirements Checklist

SMCR

FCA Compliance

Fit & Proper Requirements

Our FCA Fit & Proper Checklist will help you quickly identify the requirements for assessing if staff are fit and proper for their role.

Free Download
DSAR Preparation

GDPR

Information Security

DSAR Preparation Checklist

Our DSAR Preparation Checklist outlines everything you need to know ahead of receiving a DSAR.

Free Download
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Learning Strategy

Delivering Engagement Webinar

Michael Rasmussen explains how to build a Human Firewall against risks by driving employee engagement in compliance and ethics.

Free Webinar
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SMCR

SMCR Process Tips Training Aid

Our SMCR process tips help you identify 17 of the most common SMCR pitfalls that should be on your radar.

Free Download
PCI DSS Compliance

GDPR

Information Security

PCI DSS Compliance Checklist

Our PCI DSS Compliance Checklist ensures your company complies with this set of standards.

Free Download
Financial Sanctions Fines

Financial Crime

Preventing Financial Sanctions Fines

Our training aid offers six practical tips for your firm to avoid being on the receiving end of a financial sanctions fine.

Free Download
Operational Resilience

FCA Compliance

Operational Resilience Checklist

Ensure your firm follows the FCA guidelines for a compliant operational resilience programme.

Free Download
Proving Compliance ROI Webinar

Compliance Strategy

Proving Compliance ROI Webinar

Find out how you can improve the ROI of compliance spending and then demonstrate gains to your management.

Free Webinar
6AMLD Training Presentation

AML & CTF

Financial Crime

6AMLD Training Presentation

Our presentation will help you educate and inform your team about the EU's Sixth Anti Money Laundering Directive (6AMLD).

Free Download
UK Sanctioned Countries

Financial Crime

UK Sanctioned Countries Desk Aid

Ensure your firm complies with the government's sanctions regimes with our UK sanctioned countries list.

Free Download
Business Risk

Risk Management

Business Risk Management Checklist

The first step in risk management is risk identification. Help your employees identify and understand your company's risks.

Free Download
Market Abuse Prevention Tips

Competition Law

Financial Crime

Market Abuse Prevention Tips

Our free training aid offers tips on how to avoid market abuse accusations and the subsequent consequences.

Free Download
SMCR Breach Reporting Webinar

FCA Compliance

SMCR

SMCR Breach Reporting Webinar

Understand the grey areas in breach reporting and how to demonstrate to the FCA that you are looking for breaches.

Free Webinar
Simple Online Accessibility Checklist

Equality & Diversity

Simple Online Accessibility Checklist

Our simple online accessibility checklist covers practical checks to ensure your web content meets the minimum accessibility requirements.

Free Download
Spotlight on Adaptive E-Learning Webinar

Learning Strategy

Spotlight on Adaptive E-Learning

Our instructional design experts explain how to make great learner-focused content and leverage the benefits of adaptive courses.

Free Webinar
Spotlight on In-Course Scoring Webinar

Learning Strategy

Spotlight on In-Course Scoring Webinar

Dr Martens chose Skillcast to help them harness the power of using in-course scoring to drive learner engagement.

Free Webinar
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FCA Compliance

Making Sense of the FCA Business Plan

Understand what the FCA commitments mean for your firm and what the regulator expects you to do to meet them.

Free Webinar
Operational Resilience Training Module

FCA Compliance

Operational Resilience Training Module

Understand what the FCA means by operational resilience and how to comply with the FCA's requirements.

Free Access
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FCA Compliance

Building Operational Resilience

Understand what the FCA is looking for in operational resilience, where you are on this journey & how to plan to meet these obligations.

Free Webinar
Learning Styles Self-Assessment

Learning Strategy

Learning Styles Self-Assessment

Our free self-assessment will give you insight into which learning style works best for your staff so you can better engage your employees in training.

Free Download
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SMCR

SMCR Implementation Best Practice Guide

Our free guide will help you cross-check your workflows and follow best practices when implementing your SMCR programme.

Free Download
AML Risk Assessment Tips

AML & CTF

Financial Crime

AML Risk Assessment Tips

Our AML risk assessment tips outline practical measures that you and your employees can take.

Free Download
Bribery Prevention Training Presentation

Bribery & Corruption

Financial Crime

Bribery Prevention Training Presentation

Teach your team about the relevant anti-bribery laws in the UK and the warnings signs they should be aware of.

Free Download
IR35 Training Presentation

Financial Crime

IR35 Training Presentation

Help your staff understand IR35 rules regarding contractors, and implement them correctly in the workplace.

Free Download
RegTech Buyer's eBook

Compliance Strategy

RegTech Buyer's Guide eBook

Our eBook unpacks RegTech, explaining how to implement this technology and how it can improve your compliance training.

Free Download
Compliance Defensibility

Compliance Strategy

Providing Defensibility in Compliance

The foundation for compliance defensibility is policies. Michael Rasmussen explains their communication keeps regulators happy.

Free Seminar
Meeting SMCR Expectations

SMCR

FCA Compliance

Meeting SMCR Expectations

Katherine Leaman explains what SMCR expectations mean for individuals, why to be proactive, and the steps you need to take.

Free Seminar
Delivering Agile Compliance

Compliance Strategy

Delivering Agile Compliance

Change is the greatest compliance challenge. Michael Rasmussen explains why to focus on principles and values, not lists.

Free Seminar
Leveraging RegTech for Compliance Success

Compliance Strategy

Leveraging RegTech for Compliance Success

Jason Boud explains how RegTech can solve compliance issues driven by costs, efficiency, climate change and even the pandemic.

Free Seminar
Protecting the Vulnerable

FCA Compliance

Protecting the Vulnerable

Your customers can become vulnerable overnight. Martin Schofield explains what the law requires and how best to deliver this.

Free Seminar
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SMCR

FCA Compliance

Fit & Proper Training Presentation

Our training presentation uses real-world scenarios to help you understand what really matters for F&P tests.

Free Download
Fit & Proper Assessment Tips

SMCR

FCA Compliance

Fit & Proper Assessment Tips

The FCA handbook provides F&P guidance,  our desk aid explains how to avoid the common pitfalls.

Free Download
Non-financial Misconduct training module

SMCR

FCA Compliance

Non-financial Misconduct Module

This module will help you understand non-financial misconduct, how to react to it, and how to improve compliance culture.

Free Access
Workplace Harassment Training Presentation

Equality & Diversity

Workplace Harassment Training Presentation

Put an end to harassment in the workplace by ensuring your employees are aware of equality and diversity issues.

Free Download
Anti-bribery Training Presentation

Bribery & Corruption

Financial Crime

Anti-bribery Training Presentation

Help your staff understand UK Anti-Bribery laws and how to avoid becoming involved in this crime.

Free Download
Learn How to Stay Safe Online

Information Security

Learn How to Stay Safe Online

Learn how to spot the red flags for identity crime, protect confidential information and keep yourself, colleagues and your family safe online.

Free Access
Accessibility_in_Online_Learning_1280x720_NoDate_v2

Equality & Diversity

Compliance Strategy

Accessibility in Online Learning

Our guest speaker Léonie Watson shares her expert guidance on how to improve the accessibility of your online learning content.

Free Webinar
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Learning Strategy

Best Practices in Video Based Training

Is F2F learning becoming extinct now that everyone has joined the Zoom revolution? Chris Croft shares his experiences.

Free Webinar
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Health & Safety

Managing DSE for Hybrid Workplaces

Many employers now operate hybrid workplaces. We discuss best practices for managing DSE with industry experts.

Free Webinar
MLRO Responsibilities Checklist

AML & CTF

Financial Crime

MLRO Responsibilities Checklist

Use our 20-point checklist to assess the allocation of your money-laundering responsibilities.

Free Download
Return to Work Online Assessment

Health & Safety

Return to Work Online Assessment

Our 20-question gamified assessment will help you check your staff fully understand the guidelines for returning to work.

Free Access
Return to Work Training Module

Health & Safety

Return to Work Training Module

Our free Return to Work Training Module will help you and your colleagues stay safe and compliant after the lockdown.

Free Access
Managing Key Compliance Challenges

Compliance Strategy

Managing Key Compliance Challenges

Our eBook examines 15 key challenges facing compliance professionals, and is designed to help you manage them more effectively.

Free Download
How to Create a Compliance Culture

Compliance Strategy

How to Create a Compliance Culture

Understand the five key challenges in the quest for 100% compliance and how to create a culture of compliance.

Free Download
Working from Home Training Module

Health & Safety

Working from Home Training Module

Help to make your homeworkers feel valued and supported, whilst reinforcing their company and regulatory obligations.

Free Access
Managing Homeworkers Training Module

Health & Safety

Managing Homeworkers Training

Decide if working from home is right for each role, and understand homeworker rights, responsibilities, and health and safety needs.

Free Access
Working from Home Self Assessment

Health & Safety

Working from Home Self Assessment

Use our 7 stage self-assessment to ensure that you are safe and compliant while working from home.

Free Download
Compliance Continuity Management Checklist

Risk Management

Compliance Continuity Management Checklist

Does your firm have a pandemic policy? Our 20-point compliance checklist will help in times of disruption.

Free Download
Business Continuity Training Module

Risk Management

Business Continuity Training Module

Learn how to ensure operational resilience in challenging situations and how to restore 'Business as Usual' (BAU) as fast as possible.

Free Access
Time Management Training Presentation

Business Skills

Time Management Training Presentation

Give your staff the gift of time by helping them to use it more efficiently and effectively.

Free Download
smcr compliance crossword

SMCR

FCA Compliance

SMCR Compliance Crossword

Test your team's knowledge of SMCR compliance with our fun and engaging crossword.

Free Download
5MLD Training Presentation

AML & CTF

Financial Crime

5MLD Training Presentation

Our presentation will help you educate and inform your team on the Fifth Money Laundering Directive (5MLD).

Free Download
FCA COCON Breaches Desk Aid

FCA Compliance

SMCR

FCA COCON Breaches Desk Aid

This simple desk aid aims to remind all of your staff about the ten most obvious ways they could breach the FCA Code of Conduct.

Free Download
FCA Conduct Rules Training Aid

FCA Compliance

SMCR

FCA Conduct Rules Training Aid

Our desk aid has 10 tips on how to ensure your staff fully understand and adhere to FCA Conduct Rules.

Free Download
Anti-bribery Training Tips

Bribery & Corruption

Financial Crime

Anti-bribery Training Tips

This eBook will help you understand good anti-bribery practices and how to avoid bad ones.

Free Download
FCA Prescribed Responsibilities Desk Aid

FCA Compliance

SMCR

FCA Prescribed Responsibilities Aid

Our Prescribed Responsibilities desk aid provides a handy one-page summary of the FCA requirements.

Free Download
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SMCR

FCA Compliance

SMCR Non-financial Misconduct Training

Ten scenarios to help you identify and address relevant non-financial misconduct, inside and outside of the workplace.

Free Download
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SMCR

FCA Compliance

SMCR for Insurance Training Presentation

Raise general awareness of SMCR in your firm and create a broad understanding of its impact on insurers.

Free Download
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SMCR

FCA Compliance

SMCR SMF Desk Aid

The Senior Managers Regime applies to those who perform a Senior Management Function (SMF). Our desk aid explains each SMF.

Free Download
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SMCR

FCA Compliance

SMCR Best Practice Training Tips

Remember that prevention is better than a cure. Follow our 10 tips to drive the right behaviours and achieve SMCR success!

Free Download
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SMCR

FCA Compliance

SMCR Conduct & Culture Tips

Our tips will help you to set in place all of the processes needed to foster healthy company culture and avoid the gaze of regulators.

Free Download
Modern Slavery Training Presentation

Modern Slavery

Modern Slavery Training Presentation

Use this presentation to demonstrate your commitment to eradicating slavery across your business and supply chain.

Free Download
Internal Fraud Training Presentation

Financial Crime

Internal Fraud Training Presentation

Employee fraud can be a real threat to companies. Take steps to eradicate the risks, and educate your organisation.

Free Download
GDPR Compliance Tips Poster

GDPR

Information Security

GDPR Compliance Tips Poster

Boost GDPR compliance awareness in your business with our 10 top tips poster to display in your office.

Free Download
GDPR Personal Data Awareness Poster

GDPR

Information Security

GDPR Personal Data Awareness Poster

Help your staff fully understand what constitutes personal data and how to sufficiently protect it with our poster.

Free Download
Promoting Equality Training for Staff

Equality & Diversity

Promoting Equality Training for Staff

Help your staff understand equality and diversity, the regulations and the consequences of getting it wrong.

Free Download
Information Security Training Presentation

Information Security

Information Security Training Presentation

Reduce your company's risk of data security breaches and encourage your staff to take care of confidential information.

Free Download
Competition Law Training Presentation

Competition Law

Financial Crime

Competition Law Training Presentation

Help your team understand each type of anti-competitive practice, their responsibilities and the consequences.

Free Download
Modern Slavery Training Module

Modern Slavery

Modern Slavery Training Module

Help your staff understand what modern slavery is, the red flags and actions to take if they suspect it is occurring.

Free Access
Leadership Training Presentation

Business Skills

Leadership Training Presentation

Learn what it takes to be an effective leader, different leadership styles, and how and when to use them.

Free Download
Economic Sanctions Training Presentation

Financial Crime

Economic Sanctions Training Presentation

Avoid fines from compliance breaches by educating staff on the key issues surrounding economic sanctions law.

Free Download
Identity Fraud Training Presentation

Financial Crime

Identity Fraud Training Presentation

Educate your staff on how to protect against identity fraud and understand the different types of identity crime.

Free Download
Fraud Prevention Good Practice Guide

Financial Crime

Fraud Prevention Good Practice Guide

Learn the basics of fraud prevention to help you identify and manage the threat of fraud in your company.

Free Download
Compliance Crossword Puzzle

Compliance Strategy

Compliance Crossword Puzzle

Use our crossword to improve engagement, boost awareness and test learner familiarity with key compliance topics.

Free Download
DSE Training Presentation

Health & Safety

DSE Training Presentation

Protect the health of your staff by educating them in the basics of using Display Screen Equipment (DSE).

Free Download
GDPR Fundamental Rights Poster

GDPR

Information Security

GDPR Fundamental Rights Poster

Highlight the fundamental rights covered by GDPR to your employees with some key statistics.

Free Download
Corporate Gifts & Hospitality Checklist

Bribery & Corruption

Financial Crime

Corporate Gifts & Hospitality Checklist

It's tricky knowing where bribery starts and goodwill ends. Use our free checklist to help your employees stay compliant.

Free Download
Behaving Professionally Training Presentation

Business Skills

Behaving Professionally Training

Professionalism is crucial to success. Ensure your employees understand the importance of behaving professionally.

Free Download
Workplace Stress Training Presentation

Health & Safety

Workplace Stress Training Presentation

Help your team understand the dangers stress can cause, how to spot signs and what you can do to help ease the effects.

Free Download
Workplace Accidents Training Presentation

Health & Safety

Workplace Accidents Training Presentation

Safety always comes first. Train your employees to identify potential hazards and prevent accidents.

Free Download
Modern Slavery Awareness Poster

Modern Slavery

Modern Slavery Awareness Poster

Raise awareness of the risk of modern slavery in your office with our poster highlighting the red flags to look out for.

Free Download
Promoting Equality Training for Managers

Equality & Diversity

Promoting Equality Training for Managers

Educate your management team on the impact of equality and diversity on the working environment.

Free Download
MiFID II Training Presentation

FCA Compliance

MiFID II Training Presentation

Help your team to understand their responsibilities and those of your firm under MiFID II.

Free Download
How Compliant is Your Organisation?

GDPR

Information Security

How Compliant is Your Organisation?

YouGov and Skillcast research has found that confidence in compliance with new data protection rules may be misplaced.

Free Download
POUR Accessibility Guidelines

Equality & Diversity

POUR Accessibility Guidelines

Our comprehensive training aid covers the four principles of accessibility to help you assess the accessibility of your e-Learning.

Free Download
Pandemic Risk Office Awareness Poster

Risk Management

Pandemic Risk Office Awareness Poster

Our easy to remember 'SHARP' acronym will help your team understand how to behave at work in a health crisis.

Free Download
Business Travel Risk Checklist

Risk Management

Business Travel Risk Checklist

Make sure you're well prepared when travelling with the ultimate business travel risk checklist.

Free Download
4MLD Training Presentation

AML & CTF

Financial Crime

4MLD Training Presentation

Our presentation will help you educate and inform your team about the Fourth Money Laundering Directive (4MLD).

Free Download
Christmas Corporate Gifts Checklist

Bribery & Corruption

Financial Crime

Christmas Corporate Gifts Checklist

It's tricky knowing where bribery starts and goodwill ends. Use our free desk-aid to help your employees stay compliant.

Free Download
Christmas Compliance Crossword

Compliance Strategy

Christmas Compliance Crossword

'Tis the season to assess knowledge engagement, so why not do so by using our Christmas Compliance Crossword?

Free Download
Christmas Compliance Word Search

Compliance Strategy

Christmas Compliance Word Search

With a festive theme, even a simple word search can boost engagement and reinforce understanding of compliance.

Free Download
Xmas Compliance Challenge

Compliance Strategy

Christmas Compliance Challenge

Answer simple compliance questions in our festive themed online game to help Santa & Co stay on the regulators' good list.

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Compliance Bulletin

Compliance Bulletin

Our monthly email provides best practices, expert opinions, industry insights, news and key trends in regulatory compliance training, digital learning, EdTech and RegTech.