SMCR Registers: Streamline your SMCR compliance
Our technology-based SMCR compliance solution helps firms to implement effective compliance and risk measures and deliver on their obligations under the Senior Managers & Certification Regime.
By drawing on information from multiple sources SMCR Registers creates and manages complete profiles.
It conducts dozens of checks every day and then alerts you to overdue requirements and upcoming tasks that you, or your senior managers and certified persons, need to attend to.
This means that you can confidently submit your senior managers for FCA approval, certify your material risk takers plus report overall compliance to regulators and auditors.
About SMCR Registers
Our technology-based SMCR compliance solution helps firms to implement effective compliance and risk measures and deliver on their obligations under the SMCR.
By drawing on information from multiple sources SMCR Registers creates and manages complete profiles.
It conducts dozens of checks every day and then alerts you to overdue requirements and upcoming tasks that you, or your senior managers and certified persons, need to attend to.
This means that you can confidently submit your senior managers for FCA approval, certify your material risk takers plus report overall compliance to regulators and auditors.
Automate key processes
Streamline approvals
of senior managers and annual certification of material risk-takers
Record keeping
and chase-ups to save time
Firm-wide consistency
in record keeping
Improve accountability
and management oversight
Identify upcoming SMCR tasks
and potential compliance gaps
Become audit-ready
for regulatory and reference requests