Navigating Regulatory Challenges Seminar

Format: Video/PDF | Duration: 20-45 minutes

Our recent seminar explored strategies for addressing regulatory challenges, with over 100 industry leaders, compliance experts, and technology professionals in attendance. We discussed the FCA's primary areas of focus and provided advice for firms dealing with the evolving regulatory landscape.

Other topics included consumer duty and meeting the needs of vulnerable customers, understanding enforcement processes and reviewing the upcoming FCA Annual Board Report, the significance of data governance, and innovative compliance training methods designed to increase engagement.

Seminar: Summary & Highlights

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Sessions & Presentations

The seminar is now available to watch, and speaker presentations are free to download.

  1. Keynote: FCA Business Plan Update - Leaman Crellin (30 mins)
  2. Consumer Duty and Vulnerable Customers - PIMFA (25 mins)
  3. Enforcement and the Regulator - Shoosmiths (25 mins)
  4. Data governance in meeting regulatory expectations - Linklaters and Keystone Law (45 mins)
  5. Enhancing your Compliance Learning - Skillcast (20 mins)

Access recordings and slides