FCA Prescribed Responsibilities Desk Aid

Length: 1-page | Format: Editable PPT/PDF

There are more responsibilities for Senior Managers than just the ones found within each SMF's definition.

The FCA has a list of 'Prescribed Responsibilities' (PRs) that each firm is required to allocate to Senior Managers.

If there is a breach, all Senior Managers sharing that responsibility may be required to demonstrate that they took reasonable steps to prevent or stop the breach.

That's why we've created a desk aid to help.

Chevron Skillcast chevron graphic
FCA Prescribed Responsibilities Desk Aid

How this desk aid helps...

Our desk aid provides a 1-page quick reference guide to PRs.

Our simplified summary descriptions can help those unfamiliar with the system or allow for quick checks whenever you have a change in personnel.

Cut through the noise easily as our guide details whether PRs apply to all firms, just enhanced or fund managers.

We’re committed to your privacy. Skillcast uses the information you provide to us to contact you about our relevant content, products, and services in accordance with our privacy policy. You may unsubscribe at any time.

Download your free desk aid