FCA Compliance (6)

RegTech is attracting increasing interest and investment from compliance professionals at FS firms. How will this...

With remote working becoming the new normal, companies in financial services are at increased risk of fraud. Do you...

The pandemic meant that over 8 in 10 financial services staff worked from home. But the FCA has warned that even so,...

Our best-selling Essentials Library of over 100 e-learning and microlearning courses is a one-stop compliance solution.

We answer 17 FAQs about how the extension of SM&CR to insurers will impact on almost every employee an insurance firm.

The extension of SMCR to solo-regulated financial firms affected 50,000 companies. We answer the 17 most frequently...

What is SMCR competence? We explain the FCA expectations, who should own certification and how to truly evidence your...

SMCR is a real opportunity to build healthy cultures, effective governance & personal responsibility and as a result a...

Networking breakfast focusing on SM&CR training and implementation tools for banking, insurance and solo-regulated...

Martyn Oughton writes about the all-important MiFID II research checks. Follow his checklist to make sure your firm is...

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