Sharon Williams, Chartered Insurer, is Head of Compliance Content at Skillcast and a freelance Regulatory Consultant. Her compliance experience spans over 30 years and includes delivering Compliance Consultancy and holding various Compliance Management Roles within financial services firms. Sharon has been writing about Compliance issues since 2001.
Sharon Williams examines how Senior Managers can protect themselves from enforcement action arising from the SMCR Duty...
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We answer 17 FAQs about how the extension of SM&CR to insurers will impact on almost every employee an insurance firm.
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The extension of SMCR to solo-regulated financial firms affected 50,000 companies. We answer the 17 most frequently...
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